Trading Practices – Personal Conduct of Dealers with Money Brokers
PERSONAL CONDUCT OF DEALERS WITH MONEY BROKERS a)Dealers and brokers must not engage in unprofessional activities such as the use of orders (fictitious or otherwise) for the primary purpose of tracking potential counterparties so that they can deal with them directly. b)No unprofessional conduct or means shall be used to persuade a counterparty to increase [...]